One of the best ways to learn about compliance is from other people’s mistakes. This is one reason we like to look back each year at what our review team has been seeing in the field. Whether it’s lending, deposits or BSA, drawing your attention to such findings gives you an opportunity to determine if you are making the same mistake in your institution. One violation that seems to top our list every year has to do with the Regulation B Joint Intent requirements.
Kevin recently presented some top lending violations at our Virtual Lending Conference and touched on Joint Intent.
Ready to learn more? JOIN US for our webinar, “Top Violations of the Year”.
Did you miss our Virtual Conferences this fall? Not to worry as they are all available now OnDemand.
Kevin brings years of experience and a unique perspective on regulatory matters to our clients. A self-proclaimed geek and accredited CRCM, Kevin is also a recovering attorney with experience as in-house counsel for a large regional bank and one of the leading national title insurance providers. For reasons unknown, Kevin decided to leave the safety and serenity of his desk job to seek fortune and glory as a wandering adventurer. Like a bank compliance version of Kwai Chang Caine, The Man with No Name or Don Quixote, he now travels the land seeking to help those in need and righting compliance wrongs, wherever he may find them.
Kevin lives in Sioux Falls with his two children, who are surprisingly normal after having endured their father’s vivid imagination for their entire lives. He won’t admit to having any hobbies, because apparently “Regulations never sleep.” (While he does say this in his Batman voice, we’re pretty sure he’s joking.) From the looks of his Facebook page, he likes the outdoors and spending time with his large extended family (who seem like relatively normal people).