Compliance Reviews

It’s true! We provide the best compliance training around.  But did you know that Banker’s Compliance Consulting was born out of the desire to serve financial institutions by doing compliance reviews?

Our compliance reviews are designed to complement your compliance monitoring program and provide independence when necessary (BSA, etc.).  There’s nothing better than having a second set of eyes to ensure your program is not only effective and running smoothly but also to identify any weaknesses.  A little “checkup” from time to time, just like with your car, will help prevent problems in the future.  Identifying your weaknesses; however, is just the beginning and we don’t stop there.  A good compliance review will also provide you with solutions to fix your problems, train you in areas of concern and consult you on other ways to improve/enhance your program going forward.  That’s what we do!

A compliance review is only as good as the person(s) conducting it and we have a team of compliance rock stars. 

Our consultants have many years of experience in the compliance trenches.  They review hundreds of institutions, of varying size, each year which gives them a unique perspective and valuable insights as to what works and what doesn’t.  Our consultants don’t just sit in an office and study compliance regulations, they are out in the field experiencing them first-hand.

So, what does a compliance review look like? 

The answer is, whatever you want it to look like.  We offer full reviews, limited reviews, targeted reviews, risk-based reviews, independent BSA audits, etc.  Any review we do can be customized to your needs and/or budget and conducted onsite, offsite or a combination of both.  Whatever type of review you decide on, we always conduct an exit meeting to discuss our findings, recommendations and corrective actions and issue a formal written report.

Contact us today and discover how much better you’ll feel knowing you have experts on your side!

See the regulations we cover – https://www.bankerscompliance.com/regulations-we-cover/

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