We recently updated our sample Compliance Policy which is available now in the Free Downloads on our website (see General Tools).
We utilized both the FDIC’s Consumer Compliance Examination Manual and the CFPB’s Examination Procedures for Compliance Management in developing this policy and greatly expanded it with necessary Compliance Management System (CMS) components.
While we’re on the topic of CMS, we have a six-part webinar series on Compliance Management. This comprehensive training will cover a variety of topics from Board & Senior Management Oversight, the Role of the Compliance Officer, Complaint Management, Culture and much, much more. You don’t want to miss it!
Amy brings many years of banking and compliance experience to Banker’s Compliance Consulting. She has worked for both large and small financial institutions and spent time working in every area of a bank. She started out as a teller in college and eventually became a branch manager.
Her love, however, was always compliance. Amy began her career with Banker’s Compliance Consulting in 2000. Her knowledge and experiences have allowed her to develop a well-rounded and practical approach to regulatory compliance. Amy is CRCM certified, has a Bachelor’s Degree in Business Administration, and is a graduate of the ABA Compliance School.
Amy & her husband have two children at home and stay busy following their activities. They spend a lot of time in the bleachers!