Updated Compliance Policy

We recently updated our sample Compliance Policy which is available now in the Free Downloads on our website (see General Tools).

We utilized both the FDIC’s Consumer Compliance Examination Manual and the CFPB’s Examination Procedures for Compliance Management in developing this policy and greatly expanded it with necessary Compliance Management System (CMS) components.

While we’re on the topic of CMS, we have a six-part webinar series on Compliance Management.  This comprehensive training will cover a variety of topics from Board & Senior Management Oversight, the Role of the Compliance Officer, Complaint Management, Culture and much, much more.  You don’t want to miss it!


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