A bank’s Board of Directors is responsible for oversight of the BSA/AML compliance program; approval of BSA/AML policies, and for providing sufficient BSA/AML resources.
While the Board and Senior Management may not require the same degree of training as operations personnel, they need to understand the importance of BSA/AML regulatory requirements, the ramifications of noncompliance, and the risks posed to the bank. Without this general understanding, the Board cannot adequately carry out their fiduciary duties.
Have your Board and Senior Management been sufficiently trained?
Join us for our one-hour BSA/AML webinar designed specifically for your Board and Senior Management. We’ll address current events and provide an overview of all the major requirements under the BSA and related regulations.
Deb joined Banker’s Compliance Consulting with twenty years of experience in the banking industry. Her past positions include teller, credit review analyst, assistant financial officer, BSA Officer, Compliance Officer, and Director of Compliance. She has worked for both a small community bank and a large billion-dollar bank.
Deb has Associate Degrees in Business Management and Accounting. She is a graduate of the American Bankers Association National Graduate School of Compliance Management, an honors graduate of Schools of Banking Compliance School, and a graduate of Schools of Banking Advanced School of Banking. Deb’s considerable knowledge and experience make her a valuable member of the Banker’s Compliance Consulting Team. Deb is a Certified Regulatory Compliance Manager (CRCM) and a Certified Anti Money-Laundering Specialist (CAMS).
Deb loves to spend her free time cycling, running, kayaking and weight lifting with her husband. Between them, they have three adult children and six grandchildren. Other interests include anything outdoors and anything she hasn’t done or seen yet!